QuartzIQ
    Solution

    Compliance & ESG

    Express regulatory and ESG obligations as controls on the inventory you already maintain, and report on them from the same evidence.

    Obligations expressed as controls on the inventory you already keep, so compliance is evidenced by work you already do rather than a parallel exercise.

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    The COBIT 2019 framework in QuartzIQ, its requirements laid out as a hierarchy from the governance and management domains down to individual objectives.

    Sound Familiar?

    Common challenges that organizations face

    Compliance runs as a parallel exercise

    The obligations are tracked in their own workbook, so the same control is evidenced twice — once for the regulator and once for internal control.

    Obligations sit away from the controls that meet them

    Framework, assessment, testing and audit are owned by different teams, which is why they drift apart and why coverage cannot be shown on demand.

    Each regulation asks for its own evidence

    Without one inventory linked to several frameworks, every new regulation starts a fresh mapping exercise over controls that already exist.

    Regulatory reporting is assembled by hand

    Returns are built from exports each period, so the effort recurs and the numbers cannot be traced back to the control that produced them.

    How QuartzIQ Transforms Your Compliance & ESG

    Powerful capabilities to modernize your operations

    A control library across regulations

    Ready-to-use controls covering a wide range of regulations across investment, banking, healthcare, environment and energy, rather than a blank framework to populate.

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    The organizations that trust us with their risk programme

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    Key Benefits

    Discover how our Compliance & ESG solution can transform your business

    Evidenced by work you already do

    Compliance draws on the control inventory you maintain anyway, so it stops being a second programme running beside the first.

    One inventory, many regulations

    A control documented once can be linked to several frameworks, so a new regulation is a mapping rather than a rebuild.

    Existing controls stay as they are

    Controls are inventoried as they exist today, and automation is added only where a control can be evaluated against data you already hold.

    Key Features

    Explore the powerful capabilities of our Compliance & ESG solution

    Automated Controls

    Automated controls based on data from your applications, for systematic, sample-free, real-time detection.

    Control Catalogue for Compliance

    A library of ready-to-use controls for numerous regulations across industries — investment, banking, healthcare, environment, energy and others.

    Compliance Programmes

    Creation of customised control programmes for various regulations, and monitoring of deployment progress across your perimeters.

    Regulatory Reporting

    Automate and standardise your regulatory reporting needs.

    Customisable Workflows for Tasks and Alerts

    A visual workflow editor for automatic emails, automatic surveys and assignment of objects to team members on workflow transitions.

    API to Export Alerts

    Access a dedicated API to export your alerts for external use.

    Ready to transform your compliance & esg?

    Schedule a personalized demo to see how our solution can address your specific challenges.

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    Security and compliance

    • SOC 2 Type IIAudited by Sensiba LLP.
    • ISO/IEC 27001Certified by Sensiba LLP, an ANAB-accredited certification body.
    • GDPRCompliant with the EU General Data Protection Regulation.
    • PIPEDAReady for Canada's Personal Information Protection and Electronic Documents Act.

    Reports available upon request